The Financial Services & Listed Entity Assurance Forum is designed for internal audit, risk, compliance and governance professionals working across the financial services sector and ASX listed organisations.
The forum will provide a series of high-level sessions to deliver broad insights and directions that are impacting this sector, along with a number of technical sessions on internal audit, risk, regulation and compliance that will delve into the practicalities of providing assurance. There is a stream that will be addressing some of the unique issues that the assurance professionals face within listed entities, with the other stream focusing on specific issues for APRA regulated entities.
The program is currently being finalised and registration is now open if you would like to book early. Key topics that will be covered include:
• APRA open forum
• CPS 230, operational resilience and third-party assurance – What good looks like in practice
• ESG and non-financial reporting assurance - Lessons learned after the first wave
• Auditing CPS 220 compliance – Assessing the risk management framework
• Auditing the customer journey risks
• AML reform and financial crime assurance
• Assurance over transformation risk
• Auditing credit risk measurement
• Cyber resilience risk – Reducing the attack surface and strengthening response
• Auditing AI
• Interconnected risk – What Boards and the assurance function should be asking
REGISTRATION FEES
| Early Bird |
until 12 October |
| Member |
$995 |
| Non-Member |
$1170 |
| Standard |
starting 13 October |
| Member |
$1165 |
| Non-Member |
$1375 |
For individual registration, click on REGISTER NOW button.
A group discount of 10% applies when 3 or more people from the same organisation book at the same time. Applicable Member/Non-Member rates apply within the group booking.